Learning Center/Topic
compliance
5 posts, newest first.
reg a plus
Is there a difference between Reg A+ and Reg A?
No. Same exemption. The plus is a market nickname for Regulation A after the JOBS Act expanded it, and the SEC never uses it.
Bryce W Jones ·
crowdfunding
Moderating comments on ads and socials during a raise
An ad thread travels with the ad and is read as proof. It is also where a careless reply becomes a communication about your securities.
Bryce W Jones ·
reg a plus
What is Reg A+, and what does it mean for your marketing?
Reg A+ lets a company sell stock to the general public once the SEC qualifies the offering. What you may say at each stage, and to whom.
Bryce W Jones ·
reg s
What is Reg S, and what does it change about your ads?
You probably do not need one. Foreign investors can often join your domestic offering already, and Reg S is a US safe harbor, not a global one.
Bryce W Jones ·
reg a plus
Why "mini IPO" is a total misnomer for Reg A+
The phrase promises a ticker, a market, and an exit. Reg A+ offers none of those by default, and it attracts the wrong investors.
Bryce W Jones ·